-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNPFSbLvzTMaBY6QhwNRjRz4xG5KYbrNtsXQwbF5E0J3PHCAwKM7eOk2vHfdAbnJ TemMaxUjZIrsg9KLQTQQRQ== 0001144204-08-042014.txt : 20080725 0001144204-08-042014.hdr.sgml : 20080725 20080725191656 ACCESSION NUMBER: 0001144204-08-042014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080328 FILED AS OF DATE: 20080725 DATE AS OF CHANGE: 20080725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROMILEY LISA G CENTRAL INDEX KEY: 0001287481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08971755 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form416818_072508191638-.xml X0303 4 2008-03-28 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001287481 BROMILEY LISA G 7030 EMPIRE CENTRAL HOUSTON TX US 77040 0 1 0 0 VP and CFO Common Stock 2008-03-28 4 A 0 6236 0 A 105758 D Stock Option 9.4 2005-12-22 2015-12-21 Common 15000 15000 D Stock Option 13.805 2008-03-13 2013-03-12 Common 26998 41998 D Stock Option 22.37 2008-05-18 2013-05-17 Common 22200 64198 D Stock Option 22.75 2008-03-28 4 A 0 16404 22.75 A 2009-03-28 2012-03-27 Common 16404 80602 D This restricted stock award (per the "2005 Long-Term Incentive Plan") will vest 25% on each of the next four anniversary dates if both of the following conditions are satisfied:(a)still employed by the Company or one of its Subsidiaries as of such date and (b)the Company has achieved 90% of Fully Burdened Operating Income Goal (established by the Board of Directors of the Company) for the calendar year ending on December 31st immediately preceeding such anniversary date. If terms are not satisfied such shares for that period will terminate and return to the Company. /s/ Lisa Bromiley 2008-07-25 -----END PRIVACY-ENHANCED MESSAGE-----