-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UY6YdY48kmo6LA+4AO7m/rkAKUCTw22mKtdlI2AlvJ4JGXmabqTyvqyY1+1XObxy FQjV7WU+gJ0ieH4oxVv0qA== 0001144204-08-033573.txt : 20080604 0001144204-08-033573.hdr.sgml : 20080604 20080604123307 ACCESSION NUMBER: 0001144204-08-033573 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070807 FILED AS OF DATE: 20080604 DATE AS OF CHANGE: 20080604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08879715 BUSINESS ADDRESS: STREET 1: C/O PRSON & BROWN STREET 2: 666 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125519860 4/A 1 form4a16177_060408123225-.xml X0202 4/A 2007-08-07 2007-08-08 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001008024 ZIEGLER WILLIAM R 230 PARK AVENUE, 11TH FL NEW YORK NY US 10169 1 0 0 0 Common Stock 504696 D Commom Stock 2007-08-07 4 S 0 600 32 D 504096 D Common Stock 2007-08-08 4 S 0 49400 32.84 D 454696 D Stock Option 0.3 2003-05-22 2013-05-21 Common Stock 100000 100000 D Stock Option 2.3 2004-12-23 2014-12-22 Common Stock 49332 149332 D Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 20000 169332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 177132 D 1. Shares reflect 2 for 1 split on July 3, 2007. 2. Multiple sales transactions on this date. Weighted average share price listed. 3. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Restricted Stock Award was incorrectly classified in Table II as a derivative security in the original Form 4. /s/ William R. Ziegler 2008-06-04 -----END PRIVACY-ENHANCED MESSAGE-----