-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ea6uVIWQc1jcELqY0PKYzlcrlPZ3C0rKg4Oy0WnqlMrHvTOENJUFwy+O1LsKM9Qh dDQRju6jn/DiuaFcyecOLw== 0001144204-08-031795.txt : 20080522 0001144204-08-031795.hdr.sgml : 20080522 20080522171713 ACCESSION NUMBER: 0001144204-08-031795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080519 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08855564 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4 1 form415978_052208171652-.xml X0202 4 2008-05-19 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and Chairman Common Stock 2008-05-19 4 F 0 3491 17.71 D 691286 D Commom Stock 47616 I Saxton Rivers Corp Stock Option 0.85 2005-09-21 2014-09-20 Common Stock 130279 130279 D Stock Option 2.125 2005-12-10 2014-12-09 Common Stock 66940 197219 D Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 54348 251567 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 66600 318167 D Pursuant to the terms of the restricted stock grant, these shares were withheld by the issuer in order to satisfy the withholding tax obligation associated with the vesting of the restricted stock grant. /s/ Jerry D. Dumas, Sr. 2008-05-22 -----END PRIVACY-ENHANCED MESSAGE-----