-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATNCoC4t9LHa4CyhPJXiDb8Va+lofSQYPT1+qjCghtOoexJ+OYDufnxpyyOBjjl9 fceyYwU+do9liHfOz9DaKQ== 0001144204-08-031787.txt : 20080522 0001144204-08-031787.hdr.sgml : 20080522 20080522170908 ACCESSION NUMBER: 0001144204-08-031787 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080124 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08855465 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4/A 1 form4a15976_052208170852-.xml X0202 4/A 2008-01-24 2008-01-25 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 Chairman and CEO Common Stock 2008-01-24 4 C 0 216000 0.3 A 653366 D Common Stock 2008-01-24 4 C 0 41411 0.85 A 694777 D Stock Options 0.3 2008-01-24 4 X 0 216000 0.3 D 2003-05-22 2013-05-21 Common 216000 359578 D Stock Options 0.85 2008-01-24 4 X 0 41411 0.85 D 2004-09-21 2014-09-20 Common 41411 318167 D The amount of securities beneficially owned by the reporting person disclosed in the original Form 4 did not include restricted stock awards that were incorrectly classified in Table II as a derivative security. /s/ Jerry D. Dumas, Sr 2008-05-22 -----END PRIVACY-ENHANCED MESSAGE-----