-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q7+iU0JG/cknN+nxYxCSF0nKop0xSi8Yr6qxwbDz4Aifb1om+cK4BFwqQVrQXEyU a1PwLe0pC0k9rmeqq18C2w== 0001144204-08-031775.txt : 20080522 0001144204-08-031775.hdr.sgml : 20080522 20080522165608 ACCESSION NUMBER: 0001144204-08-031775 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20080522 DATE AS OF CHANGE: 20080522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08855300 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4/A 1 form4a15971_052208165552-.xml X0202 4/A 2007-08-06 2007-08-08 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and Chairman Common Stock 281350 D Common Stock 108566 I Saxton Rivers Corp Common Stock 2007-08-06 4 S 0 35000 31 D 246350 D Common Stock 2007-08-06 4 S 0 1000 31.05 D 245350 D Common Stock 2007-08-07 4 S 0 81984 31.4206 D 163366 D Stock Options 0.3 2003-05-22 2013-05-21 Common Stock 250000 250000 D Stock Options 0.85 2005-09-21 2014-09-20 Common Stock 171690 421690 D Stock Options 2.13 2005-12-10 2014-12-09 Common 66940 488630 D Stock Options 9.4 2005-12-22 2015-12-21 Common 60000 548680 D Stock Options 13.81 2008-03-13 2013-03-12 Common 54348 602978 D Stock Options 22.37 2008-05-18 2013-05-17 Common 66600 669578 D Shares reflect 2 for 1 split on July 3, 2007. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Multiple sales transactions on this date. Weighted average share price listed. The amount of securities beneficially owned by the reporting person disclosed in the original Form 4 did not include restricted stock awards that wereincorrectly classified in Table II as a derivative security. /s/Jerry D. Dumas, Sr. 2008-05-22 -----END PRIVACY-ENHANCED MESSAGE-----