-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EfdPSNy/8cJVPPK+6nBoOAFMd43/ip+G75qQ9gzz/GSRYfhbo2w9k2wJsGxUnUcu 2rVnrCm/cm3CDPWMBm97nQ== 0001144204-07-044596.txt : 20070816 0001144204-07-044596.hdr.sgml : 20070816 20070816163026 ACCESSION NUMBER: 0001144204-07-044596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20070816 DATE AS OF CHANGE: 20070816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 071062819 BUSINESS ADDRESS: BUSINESS PHONE: 2814963442 MAIL ADDRESS: STREET 1: PO BOX 441448 CITY: HOUSTON STATE: TX ZIP: 77244 4 1 form49865_081607162629-.xml X0202 4 2007-08-14 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 539 GREEN ISLE BEACH MONTGOMERY TX US 77369 1 0 0 0 Common Stock 101984 D Commom Stock 20470 I ProTechnics II Common Stock 236370 I Chisholm Energy Partners Common Stock 2007-08-14 4 S 0 5000 31.13 D 231370 I Chisholm Energy Partners Stock Option 2.3 2004-12-23 2014-12-22 Common Stock 49332 49332 D Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 20000 69332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 77132 D Stock Option 0 2008-05-18 2011-05-17 Common Stock 3200 80332 D Shares reflect 2 for 1 split on July 3, 2007. Multiple sales transactions on this date. Weighted average share price listed. Sales part of Rule 10b5-1 Selling Plan March 20, 2007. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Related shares of remaining restricted stock awards adjusted for 2 for 1 split on July 3, 2007. /s/John W. Chisholm 2007-08-16 -----END PRIVACY-ENHANCED MESSAGE-----