-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOIXK7owEgotpqOhu6gEOCW9KuvVZUp2UNu+t0mF2612qpJ7UobkJNxzL7b3JYGM 8688V6njLfoArHTmCy5j5g== 0001144204-07-041924.txt : 20070810 0001144204-07-041924.hdr.sgml : 20070810 20070810141700 ACCESSION NUMBER: 0001144204-07-041924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070809 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 071044579 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4 1 form49706_081007141255-.xml X0202 4 2007-08-09 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and Chairman Common Stock 2007-08-09 4 C 0 60000 9.4 A 187944 D Stock Option 9.4 2007-08-09 4 X 0 60000 9.4 D 2005-12-22 2015-12-21 Common 60000 645000 D /s/Jerry D. Dumas, Sr 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----