-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KI4TkIzeoDD088Q4IBGWJOOJPdOm6lF5Bp5p6e2574X7dhQ67xkGJw38HDKsbiru zWv5JyuRxxniS5yhd7Polg== 0001144204-07-041308.txt : 20070808 0001144204-07-041308.hdr.sgml : 20070808 20070808210619 ACCESSION NUMBER: 0001144204-07-041308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070806 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMAS JERRY D SR CENTRAL INDEX KEY: 0001118049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 071037541 BUSINESS ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES INC STREET 2: 7030 EMPIRE CENTRAL CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 6560 COPPAGE STREET 2: 6560 COPPAGE CITY: HOUSTON STATE: TX ZIP: 77007 4 1 form49645_080807210223-.xml X0202 4 2007-08-06 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001118049 DUMAS JERRY D SR 6560 COPPAGE HOUSTON TX US 77007 0 1 0 0 CEO and Chairman Common Stock 245928 D Common Stock 108566 I Saxton Rivers Corp Common Stock 2007-08-06 4 S 0 35000 31 D 210928 D Common Stock 2007-08-06 4 S 0 1000 31.05 D 209928 D Common Stock 2007-08-07 4 S 0 81984 31.4206 D 127944 D Stock Options 0.3 2003-05-22 2013-05-21 Common Stock 250000 250000 D Stock Options 0.85 2005-09-21 2014-09-20 Common Stock 171690 421690 D Stock Options 2.13 2005-12-10 2014-12-09 Common 66940 488630 D Stock Options 9.4 2005-12-22 2015-12-21 Common 60000 548680 D Stock Options 13.81 2008-03-13 2013-03-12 Common 54348 602978 D Stock Options 22.37 2008-05-18 2013-05-17 Common 66600 669578 D Restricted Stock 0 2008-03-13 2011-03-12 Common 22222 691800 D Restricted Stock 0 2008-05-18 2008-05-18 Common 13200 705000 D Shares reflect 2 for 1 split on July 3, 2007. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Related shares of remaining restricted stock awards adjusted for 2 for 1 split on July 3, 2007. Multiple sales transactions on this date. Weighted average share price listed. /s/Jerry D. Dumas, Sr. 2007-08-08 -----END PRIVACY-ENHANCED MESSAGE-----