-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0e4SAK97dizw4ocII/h2RigvV0PdUjhpne2XZHPozh9L4NL9TPEZ18f9b7OaLZj /TxXFH8umL8f/j9s4evFig== 0001144204-07-041305.txt : 20070808 0001144204-07-041305.hdr.sgml : 20070808 20070808203653 ACCESSION NUMBER: 0001144204-07-041305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070807 FILED AS OF DATE: 20070808 DATE AS OF CHANGE: 20070808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 071037509 BUSINESS ADDRESS: STREET 1: C/O PRSON & BROWN STREET 2: 666 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125519860 4 1 form49642_080807203253-.xml X0202 4 2007-08-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001008024 ZIEGLER WILLIAM R 230 PARK AVENUE, 11TH FL NEW YORK NY US 10169 1 0 0 0 Common Stock 501496 D Commom Stock 2007-08-07 4 S 0 600 32 D 500896 D Common Stock 2007-08-08 4 S 0 49400 32.84 D 451496 D Stock Option 0.3 2003-05-22 2013-05-21 Common Stock 100000 100000 D Stock Option 2.3 2004-12-23 2014-12-22 Common Stock 49332 149332 D Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 20000 169332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 177132 D Restricted Stock 0 2008-05-18 2011-05-17 Common Stock 3200 180332 D 1. Shares reflect 2 for 1 split on July 3, 2007. 2. Multiple sales transactions on this date. Weighted average share price listed. 3. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. 4. Related shares of remaining restricted stock awards adjusted for 2 for 1 split on July 3, 2007. /s/ William R. Ziegler 2007-08-08 -----END PRIVACY-ENHANCED MESSAGE-----