-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpqSEW18TWha6bl/gWSvlpgx2YxuDj0E9FzfL4nBFEgcuXnIXiLNAnfKxHKx775o 2eZFIO4KosJ8pm4Ay+3heg== 0001144204-07-037448.txt : 20070719 0001144204-07-037448.hdr.sgml : 20070719 20070719185641 ACCESSION NUMBER: 0001144204-07-037448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070717 FILED AS OF DATE: 20070719 DATE AS OF CHANGE: 20070719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROMILEY LISA G CENTRAL INDEX KEY: 0001287481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 07989949 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form49393_071907185242-.xml X0202 4 2007-07-17 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001287481 BROMILEY LISA G 7030 EMPIRE CENTRAL HOUSTON TX US 77040 0 1 0 0 VP and CFO Common Stock 248 D Commom Stock 2007-07-17 4 C 0 5000 0.425 A 5248 D Stock Option 0.425 2004-04-01 2014-03-31 Common Stock 10000 10000 D Stock Option 2.125 2005-12-10 2014-12-09 Common Stock 30000 40000 D Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 15000 55000 D Stock Option 13.805 2008-03-13 2013-03-12 Common Stock 26998 81998 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 22200 104198 D Restricted Stock 0 2008-03-13 2011-03-12 Common Stock 11038 115236 D Restricted Stock 0 2008-05-18 2008-05-18 Common Stock 4400 119636 D Stock Option 0.425 2007-07-17 4 X 0 5000 0.425 D 2004-04-01 2014-03-31 Common Stock 5000 114636 D Shares reflect 2 for 1 split on July 3, 2007. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Related shares of remaining restricted stock awards adjusted for 2 for 1 split on July 3, 2007. /s/Lisa G. Bromiley 2007-07-19 -----END PRIVACY-ENHANCED MESSAGE-----