-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGncxvMUpPgcUmtBQ3XuhjUTJHjsfLkfCTUAoLQ7WG37Z3pIRy3/YMqneid9Wkal rO7sCUT2J5qLTE/3jUfVaA== 0001144204-07-026105.txt : 20070515 0001144204-07-026105.hdr.sgml : 20070515 20070515181232 ACCESSION NUMBER: 0001144204-07-026105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070313 FILED AS OF DATE: 20070515 DATE AS OF CHANGE: 20070515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROMILEY LISA G CENTRAL INDEX KEY: 0001287481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 07855334 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 form47670_051507181210-.xml X0202 4 2007-03-13 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001287481 BROMILEY LISA G 7030 EMPIRE CENTRAL HOUSTON TX US 77040 0 1 0 0 VP and CFO Restricted Stock Award 0 2007-03-13 4 A 0 5519 0 A 2008-03-13 2011-03-12 Common Stock 5519 33019 D Stock Options 27.61 2007-03-13 4 A 0 13499 27.61 A 2008-03-13 2013-03-12 Common Stock 13499 46518 D This restricted stock award (per the "2005 Long-Term Incentive Plan") will vest 25% on each of the next four anniversary dates if both of the following conditions are satisfied: (a) still employed by the Company or one of its Subsidiaries as of such date and (b) the Company has achieved 90% of Fully Burdened Operating Income Goal (established by the Board of Directors of the Company) for the calendar year ending on December 31st immediately preceding such anniversary date. If terms are not satisfied such shares for that period will terminate and return to the Company. /s/ Lisa G. Bromiley 2007-05-15 -----END PRIVACY-ENHANCED MESSAGE-----