0000928054-23-000227.txt : 20231220 0000928054-23-000227.hdr.sgml : 20231220 20231220200737 ACCESSION NUMBER: 0000928054-23-000227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231219 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEMENT JAMES BOND CENTRAL INDEX KEY: 0001429215 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 231502585 MAIL ADDRESS: STREET 1: 400 E. KALISTE SALOOM ROAD, SUITE 6000 CITY: LAFAYETTE STATE: LA ZIP: 70508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 4 1 wk-form4_1703120848.xml FORM 4 X0508 4 2023-12-19 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001429215 CLEMENT JAMES BOND 5775 N. SAM HOUSTON PARKWAY W. STE 400 HOUSTON TX 77086 0 1 0 0 Chief Financial Officer 0 Common Shares 2023-12-19 4 F 0 2825 3.83 D 71525 D Common Shares 2023-12-19 4 F 0 2802 3.83 D 68723 D On December 22, 2022, the reporting person filed a Form 4 incorrectly reporting the grant date of the related awards as December 20, 2022 instead of December 19, 2022. On November 15, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 64,186 instead of 64,187. The number of shares beneficially owned following the transaction has been adjusted to correct the error. /s/ J. Bond Clement 2023-12-20