0000928054-23-000043.txt : 20230321 0000928054-23-000043.hdr.sgml : 20230321 20230321165540 ACCESSION NUMBER: 0000928054-23-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ezell Ryan Gillis CENTRAL INDEX KEY: 0001805598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 23750283 MAIL ADDRESS: STREET 1: 10603 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_167943212877124.xml FORM 4 X0407 4 2023-03-03 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001805598 Ezell Ryan Gillis 8846 N. SAM HOUSTON PARKWAY W. SUITE 150 HOUSTON TX 77064 0 1 0 0 President 0 Common Shares 2023-03-03 4 A 0 76899 1.20 A 481487 D Common Shares 2023-03-03 4 A 0 62096 1.20 A 543583 D Common Shares 2023-03-03 4 F 0 33948 1.20 D 509635 D The shares represent TSR Peer Group Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to a certain peer group. The shares represent TSR Index Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to certain index. Shares sold to cover withholding tax liability at vesting. /s/ J. Bond Clement as attorney-in-fact 2023-03-21