0000928054-20-000097.txt : 20200520 0000928054-20-000097.hdr.sgml : 20200520 20200520215611 ACCESSION NUMBER: 0000928054-20-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Matthew Ray CENTRAL INDEX KEY: 0001812624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 20899861 MAIL ADDRESS: STREET 1: 6409 BERNIA DR. CITY: AUSTIN STATE: TX ZIP: 78739 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_159002615128354.xml FORM 4 X0306 4 2020-05-18 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001812624 Thomas Matthew Ray 10603 W. SAM HOUSTON PKWY, N. HOUSTON TX 77494 0 1 0 0 EVP Analysis & Data, Pres JP3 Stock Option 2020-05-18 4 A 0 460548 0 A 460548 D Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5 and $7. /s/ Nicholas J. Bigney, as attorney-in-fact 2020-05-20