0000928054-20-000085.txt : 20200507
0000928054-20-000085.hdr.sgml : 20200507
20200507213027
ACCESSION NUMBER: 0000928054-20-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 20858443
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
wf-form4_158890141018572.xml
FORM 4
X0306
4
2020-05-05
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
10603 W SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2020-05-05
4
A
0
89888
0
A
156337
D
Common Stock
2222214
I
By The D3 Family Bulldog Fund, LP
Common Stock
1120644
I
By The D3 Family Fund, LP
Common Stock
104755
I
By Haredale Ltd.
Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting.
/s/ Elizabeth T. Wilkinson, attorney-in-fact for David Nierenberg
2020-05-07