0000928054-19-000065.txt : 20190606
0000928054-19-000065.hdr.sgml : 20190606
20190606171146
ACCESSION NUMBER: 0000928054-19-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190604
FILED AS OF DATE: 20190606
DATE AS OF CHANGE: 20190606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 19883310
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
wf-form4_155985549157816.xml
FORM 4
X0306
4
2019-06-04
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
10603 W SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
106772
D
Common Stock
2019-06-04
4
P
0
49494
3.46
A
549552
I
By The D3 Family Fund, LP
Common Stock
2019-06-05
4
P
0
25645
3.43
A
575197
I
By The D3 Family Fund, LP
Common Stock
2019-06-06
4
P
0
21028
3.42
A
596225
I
By The D3 Family Fund, LP
Common Stock
2019-06-04
4
P
0
44543
3.46
A
1221281
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-06-05
4
P
0
23079
3.43
A
1244360
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-06-06
4
P
0
18925
3.42
A
1263285
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-06-04
4
P
0
2463
3.46
A
52507
I
By Haredale Ltd.
Common Stock
2019-06-05
4
P
0
1276
3.43
A
53783
I
By Haredale Ltd.
Common Stock
2019-06-06
4
P
0
1047
3.42
A
54830
I
By Haredale Ltd.
The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
/s/ Elizabeth T. Wilkinson, attorney-in-fact for David Nierenberg
2019-06-06