0000928054-19-000063.txt : 20190603
0000928054-19-000063.hdr.sgml : 20190603
20190603170615
ACCESSION NUMBER: 0000928054-19-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190530
FILED AS OF DATE: 20190603
DATE AS OF CHANGE: 20190603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 19874174
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
wf-form4_155959595948750.xml
FORM 4
X0306
4
2019-05-30
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
10603 W SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
106772
D
Common Stock
2019-05-30
4
P
0
10360
3.08
A
458488
I
By The D3 Family Fund, LP
Common Stock
2019-05-31
4
P
0
17900
3.06
A
476388
I
By The D3 Family Fund, LP
Common Stock
2019-06-03
4
P
0
23670
3.19
A
500058
I
By The D3 Family Fund, LP
Common Stock
2019-05-30
4
P
0
9324
3.08
A
1139327
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-05-31
4
P
0
16109
3.06
A
1155436
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-06-03
4
P
0
21302
3.19
A
1176738
I
By The D3 Family Bulldog Fund, LP
Common Stock
2019-05-30
4
P
0
516
3.08
A
47975
I
By Haredale Ltd.
Common Stock
2019-05-31
4
P
0
891
3.06
A
48866
I
By Haredale Ltd.
Common Stock
2019-06-03
4
P
0
1178
3.19
A
50044
I
By Haredale Ltd.
The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
/s/ Elizabeth T. Wilkinson, attorney-in-fact for David Nierenberg
2019-06-03