0000928054-18-000062.txt : 20180605
0000928054-18-000062.hdr.sgml : 20180605
20180605160821
ACCESSION NUMBER: 0000928054-18-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 18881201
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
wf-form4_152822928488183.xml
FORM 4
X0306
4
2018-06-01
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
10603 W SAM HOUSTON PKWY N
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2018-06-01
4
A
0
40323
0
A
40323
D
Common Stock
448128
I
By The D3 Family Fund, LP
Common Stock
1096190
I
By The D3 Family Bulldog Fund, LP
Common Stock
81272
I
By The DIII Offshore Fund, LP
Award grant of 40,323 shares which vest on the date of the next annual stockholders' meeting.
The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
/s/ H. Richard Walton, attorney-in-fact for David Nierenberg
2018-06-05