0000928054-18-000029.txt : 20180320 0000928054-18-000029.hdr.sgml : 20180320 20180320163829 ACCESSION NUMBER: 0000928054-18-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180316 FILED AS OF DATE: 20180320 DATE AS OF CHANGE: 20180320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walton H. Richard CENTRAL INDEX KEY: 0001567998 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 18702264 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N., SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 wf-form4_152157829435863.xml FORM 4 X0306 4 2018-03-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001567998 Walton H. Richard 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 Chief Accounting Officer Common Stock 2018-03-16 4 A 0 30000 6.13 A 231234 D Common Stock 2018-03-16 4 A 0 25313 6.13 A 256547 D Award grant of 30,000 shares at $6.13 per share which vest ratably on December 31, 2018 and 2019. Acquisition of 25,313 shares from the 2018 Performance Bonus Plan at the closing price of $6.13 per share. /s/ H. Richard Walton 2018-03-20