0000928054-17-000063.txt : 20170424 0000928054-17-000063.hdr.sgml : 20170424 20170424160634 ACCESSION NUMBER: 0000928054-17-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170421 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hern Kenneth CENTRAL INDEX KEY: 0001358660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 17778360 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 4 1 wf-form4_149306438010478.xml FORM 4 X0306 4 2017-04-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001358660 Hern Kenneth 10603 W. SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Sotck 2017-04-21 4 A 0 10639 11.75 A 87126 D Stock Option 8.29 2012-05-19 2017-05-18 Common Stock 9047.0 9047 D Award grant of 10,639 shares at $11.75 per share which vest at the next annual stockholders' meeting. /s/ Kenneth T. Hern 2017-04-24