0000928054-17-000045.txt : 20170410 0000928054-17-000045.hdr.sgml : 20170410 20170410160600 ACCESSION NUMBER: 0000928054-17-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170406 FILED AS OF DATE: 20170410 DATE AS OF CHANGE: 20170410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 17753461 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 wf-form4_149185474549621.xml FORM 4 X0306 4 2017-04-06 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2017-04-06 4 M 0 400000 9.19 A 1203168 D Common Stock 2017-04-06 4 F 0 321522 12.59 D 881646 D Common Stock 20470 I ProTechnics II Stock Option 9.19 2017-04-06 4 M 0 400000 0 D 2012-04-08 2017-04-08 Common Stock 400000.0 0 D Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant. /s/ John W. Chisholm 2017-04-10