0000928054-17-000043.txt : 20170405 0000928054-17-000043.hdr.sgml : 20170405 20170405160712 ACCESSION NUMBER: 0000928054-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170404 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 17742620 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 wf-form4_149142281841756.xml FORM 4 X0306 4 2017-04-04 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2017-04-04 4 M 0 200000 9.19 A 368811 D Common Stock 2017-04-04 4 F 0 169325 12.49 D 199486 D Common Stock 120992 I Linda Jo Reeves Living Trust Common Stock 21087 I Flotek 401K Common Stock 9.19 2017-04-04 4 M 0 200000 0 D 2012-04-08 2017-04-07 Common Stock 200000.0 0 D Exercise of stock options @ $9.19 per share, pursuant to previously awarded stock option grant. /s/ Steven A. Reeves 2017-04-05