0000928054-17-000004.txt : 20170104 0000928054-17-000004.hdr.sgml : 20170104 20170104164149 ACCESSION NUMBER: 0000928054-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitz Robert M. CENTRAL INDEX KEY: 0001641791 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 17506234 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 wf-form4_148356609588346.xml FORM 4 X0306 4 2016-12-31 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001641791 Schmitz Robert M. 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 Chief Financial Officer Common Stock 2016-12-31 4 F 0 10335 9.39 D 72992 D Disposition of 10,335 shares at $9.39/share for tax obligation relative to previously granted awards vesting on 12/31/2016. /s/ Robert M. Schmitz 2017-01-04