0000928054-16-000147.txt : 20160901 0000928054-16-000147.hdr.sgml : 20160901 20160901163202 ACCESSION NUMBER: 0000928054-16-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20160901 DATE AS OF CHANGE: 20160901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper L Melvin CENTRAL INDEX KEY: 0001505460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 161866133 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 wf-form4_147276191003018.xml FORM 4 X0306 4 2016-08-31 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001505460 Cooper L Melvin 10603 W. SAM HOUSTON PARKWAY N SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2016-08-31 4 M 0 28571 1.75 A 105700 D Common Stock 2016-08-31 4 F 0 3225 15.50 D 102475 D Stock Option 1.75 2016-08-31 4 M 0 28571 0 D 2011-10-25 2016-10-24 Common Stock 28571.0 0 D Stock Option 8.29 2012-05-19 2017-05-18 Common Stock 9047.0 9047 D Exercise of stock options @ $1.75 per share, pursuant to previously awarded stock option grant. /s/ L. Melvin Cooper 2016-09-01