0000928054-16-000094.txt : 20160209 0000928054-16-000094.hdr.sgml : 20160209 20160209161217 ACCESSION NUMBER: 0000928054-16-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNIVELY JOSHUA A CENTRAL INDEX KEY: 0001548622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 161399806 MAIL ADDRESS: STREET 1: 42745 U.S. HIGHWAY 27 CITY: DAVENPORT STATE: FL ZIP: 33837 4 1 wf-form4_145505232612904.xml FORM 4 X0306 4 2016-02-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001548622 SNIVELY JOSHUA A 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 EVP Chemistry Research Common Sotck 2016-02-05 4 F 0 3062 6.78 D 72858 D Common Stock 114345 I By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust Common Stock 128916 I By Joshua A. Snively, Sr. Irrevocable Trust Disposition of 3,062 shares at $6.78/share for tax obligation relative to previously granted award vesting on 2/5/2016. Transfer of 26,549 shares from direct ownership to indirect ownership through the Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust. Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. /s/ Joshua A. Snively, Sr. 2016-02-09