0000928054-16-000069.txt : 20160106 0000928054-16-000069.hdr.sgml : 20160106 20160106161604 ACCESSION NUMBER: 0000928054-16-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160105 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hern Kenneth CENTRAL INDEX KEY: 0001358660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 161327001 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 4 1 wf-form4_145211495436159.xml FORM 4 X0306 4 2016-01-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001358660 Hern Kenneth 10603 W. SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77064 1 0 0 0 Common Stock 2016-01-05 4 M 0 31847 1.57 A 77674 D Stock Option 1.57 2016-01-05 4 M 0 31847 0 D 2011-08-23 2016-08-22 Common Stock 31847.0 0 D Stock Option 8.29 2012-05-31 2017-05-18 Common Stock 9047.0 9047 D Exercise of stock options @ $1.57 per share, pursuant to previously awarded stock option grant. /s/ Kenneth T. Hern 2016-01-06