0000928054-16-000063.txt : 20160104 0000928054-16-000063.hdr.sgml : 20160104 20160104161724 ACCESSION NUMBER: 0000928054-16-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 161318296 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 wf-form4_145194223398047.xml FORM 4 X0306 4 2015-12-31 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2015-12-31 4 F 0 13149 11.44 D 79821 D Common Sotck 120992 I Linda Jo Reeves Living Trust Common Stock 21087 I Flotek 401K Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000.0 200000 D Disposition of 13,149 shares at $11.44/share for tax obligation relative to previously granted award vesting on 12/31/2015. Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Steven A. Reeves 2016-01-04