0000928054-15-000045.txt : 20151006 0000928054-15-000045.hdr.sgml : 20151006 20151006160907 ACCESSION NUMBER: 0000928054-15-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151006 DATE AS OF CHANGE: 20151006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNIVELY JOSHUA A CENTRAL INDEX KEY: 0001548622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 151146211 MAIL ADDRESS: STREET 1: 42745 U.S. HIGHWAY 27 CITY: DAVENPORT STATE: FL ZIP: 33837 4 1 wf-form4_144416213799757.xml FORM 4 X0306 4 2015-10-01 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001548622 SNIVELY JOSHUA A 10603 W. SAM HOUSTON PKWY N. SUITE 300 HOUSTON TX 77064 0 1 0 0 EVP Chemistry Research Common Stock 2015-10-01 4 S 0 13800 17.538 D 88996 I By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust Common Stock 2015-10-05 4 S 0 1200 17.62 D 87796 I By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust Common Stock 2015-10-05 4 S 0 15000 18.002 D 128916 I By Joshua A. Snively, Sr. Irrevocable Trust Common Stock 68758 D Disposition on October 1, 2015, of 13,800 shares at $17.538 per share pursuant to a Rule 10b5-1 Trading Plan. Mr. Snively is a trustee and beneficiary of the named trusts. Mr. Snively disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Disposition on October 5, 2015, of 1,200 shares at $17.62 per share pursuant to a Rule 10b5-1 Trading Plan. Disposition on October 5, 2015, of 15,000 shares at $18.002 per share pursuant to a Rule 10b5-1 Trading Plan. Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. /s/ Joshua A. Snively, Sr. 2015-10-06