0000928054-15-000043.txt : 20150915 0000928054-15-000043.hdr.sgml : 20150915 20150915161606 ACCESSION NUMBER: 0000928054-15-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150529 FILED AS OF DATE: 20150915 DATE AS OF CHANGE: 20150915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 151107911 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 wf-form4_144234815651763.xml FORM 4 X0306 4 2015-05-29 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2015-05-29 4 G 0 162926 0 D 92970 D Common Sotck 2015-05-29 4 G 0 162926 0 A 162926 I Linda Jo Reeves Living Trust Common Sotck 2015-09-14 4 S 0 41934 18.8423 D 120992 I Linda Jo Reeves Living Trust Common Stock 21087 I Flotek 401K Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000.0 200000 D Mr. Reeves is a trustee and beneficiary of the named trust. Mr. Reeves disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Disposition on September 14, 2015, of 41,934 shares at $18.8423 per share pursuant to a Rule 10b5-1 Trading Plan. /s/ Steven A. Reeves 2015-09-15