0000928054-15-000030.txt : 20150701 0000928054-15-000030.hdr.sgml : 20150701 20150701160709 ACCESSION NUMBER: 0000928054-15-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150629 FILED AS OF DATE: 20150701 DATE AS OF CHANGE: 20150701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 15965135 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 wf-form4_143578121934581.xml FORM 4 X0306 4 2015-06-29 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2015-06-29 4 M 0 400000 1.02 A 878991 D Common Stock 2015-06-29 4 M 0 300000 2.17 A 1178991 D Common Stock 2015-06-29 4 F 0 83980 12.61 D 1095011 D Common Stock 2015-06-29 4 F 0 258422 12.61 D 836589 D Common Stock 20470 I ProTechnics II Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 20000.0 20000 D Stock Option 1.02 2015-06-29 4 M 0 400000 0 D 2009-12-22 2015-12-22 Common Stock 400000.0 20000 D Stock Option 2.17 2015-06-29 4 M 0 300000 0 D 2010-11-10 2016-11-10 Common Sotck 300000.0 20000 D Stock Option 9.19 2011-04-08 2017-04-08 Common Stock 400000.0 420000 D Exercise of stock options @ $1.02 per share, pursuant to previously awarded stock option grant. Exercise of stock options @ $2.17 per share, pursuant to previously awarded stock option grant. /s/ John W. Chisholm 2015-07-01