0000928054-15-000030.txt : 20150701
0000928054-15-000030.hdr.sgml : 20150701
20150701160709
ACCESSION NUMBER: 0000928054-15-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150629
FILED AS OF DATE: 20150701
DATE AS OF CHANGE: 20150701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHISHOLM JOHN
CENTRAL INDEX KEY: 0001173236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 15965135
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
wf-form4_143578121934581.xml
FORM 4
X0306
4
2015-06-29
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001173236
CHISHOLM JOHN
10603 W. SAM HOUSTON PARKWAY N.
SUITE 300
HOUSTON
TX
77064
1
1
0
0
Chairman, President and CEO
Common Stock
2015-06-29
4
M
0
400000
1.02
A
878991
D
Common Stock
2015-06-29
4
M
0
300000
2.17
A
1178991
D
Common Stock
2015-06-29
4
F
0
83980
12.61
D
1095011
D
Common Stock
2015-06-29
4
F
0
258422
12.61
D
836589
D
Common Stock
20470
I
ProTechnics II
Stock Option
9.4
2005-12-22
2015-12-21
Common Stock
20000.0
20000
D
Stock Option
1.02
2015-06-29
4
M
0
400000
0
D
2009-12-22
2015-12-22
Common Stock
400000.0
20000
D
Stock Option
2.17
2015-06-29
4
M
0
300000
0
D
2010-11-10
2016-11-10
Common Sotck
300000.0
20000
D
Stock Option
9.19
2011-04-08
2017-04-08
Common Stock
400000.0
420000
D
Exercise of stock options @ $1.02 per share, pursuant to previously awarded stock option grant.
Exercise of stock options @ $2.17 per share, pursuant to previously awarded stock option grant.
/s/ John W. Chisholm
2015-07-01