0000899243-20-001021.txt : 20200110 0000899243-20-001021.hdr.sgml : 20200110 20200110190410 ACCESSION NUMBER: 0000899243-20-001021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200110 FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIBSON JOHN W JR CENTRAL INDEX KEY: 0001189981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 20522296 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PKWY N. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-10 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001189981 GIBSON JOHN W JR 10603 W. SAM HOUSTON PKWY N., SUITE 300 HOUSTON TX 77064 1 1 0 0 CEO and President Common Stock 2020-01-10 4 M 0 200000 1.69 A 200000 D Right to Purchase Common Stock 1.69 2020-01-10 4 M 0 200000 0.00 D 2019-12-22 2020-03-21 Common Stock 200000 0 D The reporting person has the right to purchase up to the lesser of: (a) 0.99% of the number of shares of Flotek Industries, Inc. ("FTK") common stock outstanding immediately before such issuance, and (b) $500,000 of shares of FTK common stock, less the 200,000 FTK shares exercised at $1.69 per share on January 10, 2020. /s/ Elizabeth T. Wilkinson, Attorney-in-Fact 2020-01-10