0000899243-20-001021.txt : 20200110
0000899243-20-001021.hdr.sgml : 20200110
20200110190410
ACCESSION NUMBER: 0000899243-20-001021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200110
FILED AS OF DATE: 20200110
DATE AS OF CHANGE: 20200110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GIBSON JOHN W JR
CENTRAL INDEX KEY: 0001189981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 20522296
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-10
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001189981
GIBSON JOHN W JR
10603 W. SAM HOUSTON PKWY N., SUITE 300
HOUSTON
TX
77064
1
1
0
0
CEO and President
Common Stock
2020-01-10
4
M
0
200000
1.69
A
200000
D
Right to Purchase Common Stock
1.69
2020-01-10
4
M
0
200000
0.00
D
2019-12-22
2020-03-21
Common Stock
200000
0
D
The reporting person has the right to purchase up to the lesser of: (a) 0.99% of the number of shares of Flotek Industries, Inc. ("FTK") common stock outstanding immediately before such issuance, and (b) $500,000 of shares of FTK common stock, less the 200,000 FTK shares exercised at $1.69 per share on January 10, 2020.
/s/ Elizabeth T. Wilkinson, Attorney-in-Fact
2020-01-10