-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RNaALMCgOpkn5dZZWayKaFJUByBdnHi38alrlgI8HbAzpGr9dwCTCEVU5tQcgKGp SjSDGEGtNXgmXYz05VtfVg== 0001005477-98-000253.txt : 19980212 0001005477-98-000253.hdr.sgml : 19980212 ACCESSION NUMBER: 0001005477-98-000253 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NASD GROUP MEMBERS: GUARDIAN INVESTOR SERVICES CORP. GROUP MEMBERS: GUARDIAN LIFE INSURANCE CO OF AMERICA GROUP MEMBERS: MASTER PENSION TRUST GROUP MEMBERS: THE GUARDIAN EMPLOYEE INCENTIVE SAVINGS PLAN GROUP MEMBERS: THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA GROUP MEMBERS: THE GUARDIAN PARK AVENUE FUND GROUP MEMBERS: THE GUARDIAN PARK AVENUE SMALL CAP FUND GROUP MEMBERS: THE GUARDIAN SMALL CAP STOCK FUND GROUP MEMBERS: THE GUARDIAN STOCK FUND, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALLON PETROLEUM CO CENTRAL INDEX KEY: 0000928022 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 640844345 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49553 FILM NUMBER: 98532443 BUSINESS ADDRESS: STREET 1: 200 N CANAL ST CITY: NATCHEZ STATE: MS ZIP: 39120 BUSINESS PHONE: 6014421601 MAIL ADDRESS: STREET 1: 200 N CANAL ST CITY: NATCHEZ STATE: MS ZIP: 39120 FORMER COMPANY: FORMER CONFORMED NAME: CALLON PETROLEUM HOLDING CO DATE OF NAME CHANGE: 19940805 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000901849 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061116976 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 201 PARK AVENUE SOUTH STREET 2: AREA 9C CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 2125988359 SC 13G/A 1 AMENDMENT NUMBER 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1) The Guardian Life Insurance Company of America ---------------------------------------------------- (Name of Issuer) Common ---------------------------------------------------- (Title of Class of Securities) 13123x102 ---------------------------------------------------- (CUSIP Number) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 13123x102 13G Page 1 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Life Insurance Company of America 13-5123390 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES Right to Acquire 463,692 Shares of Common Stock. BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 67,100 shares plus the Right to Acquire 36,368 shares PERSON of common stock (see pages 7 and 8). WITH -------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Right to acquire 463,692 shares of common stock. -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 67,100 shares plus the Right to Acquire 36,368 shares of common stock (see pages 7 and 8). - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 2 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Investor Services Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 180,900 (See pages 3-6) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 180,900 (See pages 3-6) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 3 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Park Avenue Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 64,300 (See page 2) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 64,300 (See page 2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 4 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Stock Fund, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 64,300 (See page 2) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 64,300 (See page 2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 +30,500 +21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 5 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Park Avenue Small Cap Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 30,500 (See page 2) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 30,500 (See page 2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 6 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Small Cap Stock Fund - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 21,800 (See page 2) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 21,800 (See page 2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 7 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Employee's Incentive Savings Plan - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 67,100 (See page 2) PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 67,100 (See page 2) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 13123x102 13G Page 8 of 10 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Life Insurance Company of America Master Pension Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. |X| b. |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY -------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING Right to Acquire 36,368 shares of common stock PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Right to Acquire 36,368 shares of common stock - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,060 shares upon conversion of 220,000 shares of $2.125 convertible preferred stock plus 248,000 shares (64,300 + 64,300 + 30,500 + 21,800 + 67,100) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 8.95% of common stock - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 9 of 10 pages Item 1. (a) Callon Petroleum (b) 200 North Canal Street Natchez, MS 39120 Item 2. (a) Incorporated by reference to Item 1 of the second parts of the cover page (pages 1-8 of this Schedule 13G) (b) 201 Park Avenue South, New York, New York 10003 (c) New York, U.S.A. (d) Common Stock and Convertible Preferred Stock (e) CUSIP 13123x102 Item 3. (c) Insurance Company as defined in section 3(a)(19) of the Act Item 4. (a) 248,000 shares plus ) the right to acquire ) 500,060 shares of common ) stock upon conversion of ) 204,000 shares of the ) issuer's $2.125 ) convertible preferred ) stock. ) ) (b) Right to acquire 8.95% ) shares of common stock ) ) (c) (i) Right to acquire ) Cumulative totals from Items 5-8, 9 463,692 shares of ) and 11 of the second parts of the common stock ) cover page (pages 1-8 of this ) Schedule 13G) which are incorporated (ii) 248,000 shares plus ) herein by reference. the right to acquire ) 36,368 shares of ) common stock ) ) (iii) Right to acquire ) 463,692 shares of ) common stock ) ) (iv) 248,000 shares plus ) the right to acquire ) 36,368 shares of ) common stock ) Item 5. Not Applicable Item 6. Not Applicable Item 7. Not Applicable Item 8. Identification and Classification of Members of the Group. a. The Guardian Life Insurance Company of America ("Guardian Life"), an insurance company as defined in Section 3(a)(19) of the Act. IC. b. Guardian Investor Services Corporation ("GISC"), a wholly-owned subsidiary of Guardian Life which is registered as an investment adviser under Section 203 of the Investment Advisers Act of 1940, and which has entered into Investment Advisory Agreements with The Guardian Park Ave. Fund, Inc. and The Guardian Stock Fund, Inc. IA. c. The Guardian Park Avenue Fund, a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the Investment Company Act of 1940 (the "1940 Act"). IV. d. The Guardian Stock Fund, Inc., a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the 1940 Act. IV. e. The Guardian Park Avenue Small Cap Fund, a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the 1940 Act. IV. f. The Guardian Small Cap Stock Fund, a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the 1940 Act. IV. g. The Guardian Employees' Incentive Savings Plan, an employee benefit plan offered to employees of Guardian Life which is subject to the provisions of the Employees Retirement Income Security Act of 1974 ("ERISA") EP. h. The Guardian Life Insurance Company of America Master Pension Trust, a pension fund for the the employees of Guardian Life which is subject to ERISA. EP. Page 9 of 10 pages Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. (This space intentionally left blank) Page 10 of 10 pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we each certify that the information set forth in this statement is true, complete and correct. Each of the undersigned hereby agrees that the forgoing Schedule 13G is to be filed on its behalf by The Guardian Life Insurance Company of America. Date: February 11, 1998 The Guardian Life Insurance Company of America By: /s/ Edward K. Kane --------------------------------------------- Edward K. Kane, Executive Vice President Guardian Investor Services Corporation By: /s/ John M. Smith --------------------------------------------- John M. Smith, President The Guardian Park Avenue Fund By: /s/ Nikolaos Monoyios --------------------------------------------- Nikolaos Monoyios, Vice President The Guardian Stock Fund, Inc. By: /s/ Nikolaos Monoyios --------------------------------------------- Nikolaos Monoyios, Vice President The Guardian Park Avenue Small Cap Fund By: /s/ Nikolaos Monoyios --------------------------------------------- Nikolaos Monoyios, Vice President The Guardian Small Cap Stock Fund By: /s/ John M. Smith --------------------------------------------- John M. Smith, President The Guardian Employees' Incentive Savings Plan By: /s/ Edward K. Kane --------------------------------------------- Edward K. Kane, Trustee The Guardian Life Insurance Company of America Master Pension Trust By: /s/ Edward K. Kane --------------------------------------------- Edward K. Kane, Trustee -----END PRIVACY-ENHANCED MESSAGE-----