UNITED STATES
Securities and Exchange Commission
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
BRP INC
(Name of Issuer)
COM SUN VTG
(Title of Class of Securities)
05577W200
(CUSIP Number)
Dec 31, 2020
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☑ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing in this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the Act), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
SCHEDULE 13G/A
CUSIP No. 05577W200
ITEM 1(a). | Name of Issuer. | |
BRP INC | ||
ITEM 1(b). | Address of Issuers Principal Executive Offices. | |
726 Saint-Joseph Street | ||
Valcourt A8 J0E 2L0 | ||
ITEM 2(a). | Names of Persons Filing. | |
Bank Of Montreal | ||
ITEM 2(b). | Address of Principal Business Office or, if none, Residence. | |
Bank of Montreal | ||
1 First Canadian Place | ||
Toronto, Ontario, Canada M5X 1A1 |
ITEM 2(c). | Citizenship or Place of Organization. | |||
Bank Of Montreal is organized under the laws of Canada | ||||
ITEM 2(d). | Title of Class of Securities. | |||
COM SUN VTG | ||||
ITEM 2(e). | CUSIP Number. | |||
05577W200 | ||||
ITEM 3. |
If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||
(a) ☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); | |||
(b) ☑ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |||
(c) ☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |||
(d) ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | |||
(e) ☐ | An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); | |||
(f) ☐ | An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); | |||
(g) ☐ | A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); | |||
(h) ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
(i) ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) ☑ | A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J); | |||
(k) ☐ | Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). | |||
ITEM 4. |
Ownership. | |||
The information contained in Items 5 11 on the cover pages is incorporated herein by reference. | ||||
ITEM 5. |
Ownership of Five Percent or Less of a Class. | |||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☑ | ||||
ITEM 6. |
Ownership of More than Five Percent on Behalf of Another Person. | |||
Not Applicable |
ITEM 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person | |||
Not Applicable | ||||
ITEM 8. |
Identification and Classification of Members of the Group. | |||
Not Applicable | ||||
ITEM 9. |
Notice of Dissolution of Group. | |||
Not Applicable |
ITEM 10. |
Certifications. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated as of the 12th day of February, 2021.
BANK OF MONTREAL |
/s/ Eric Moss |
Eric Moss |
Senior Vice President, Deputy General Counsel & Chief Compliance Officer |
Exhibit 1
Joint Filing Agreement
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit to such filing(s). In addition, each party to this Agreement consents to the filing of this and any future Schedule 13G (including any and all amendments to such filings) by Bank of Montreal.
This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement this 12th day of February, 2021.
BANK OF MONTREAL |
/S/ Eric Moss |
Senior Vice President, Deputy General |
Counsel & Chief Compliance Officer |
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY
* |
BMO AM MULTI-MANAGER LLP
* | |||
BMO ASSET MANAGEMENT CORP.
* |
BMO ASSET MANAGEMENT INC.
* | |||
BMO ASSET MANAGEMENT LIMITED
* |
BMO ASSET MANAGEMENT NETHERLANDS B.V.
* | |||
BMO CAPITAL MARKETS CORP.
* |
BMO CAPITAL MARKETS LIMITED
* |
BMO DELAWARE TRUST COMPANY
* |
BMO FAMILY OFFICE, LLC
* | |||||
BMO FINANCIAL CORP.
* |
BMO FUND MANAGEMENT LIMITED
* | |||||
BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | BMO HARRIS BANK N.A. | |||||
* |
By: | Darrel Hackett | ||||
Name: Darrel Hackett Title: Head U.S. Wealth Management | ||||||
BMO HARRIS FINANCIAL ADVISORS, INC.
* |
BMO INVESTMENT BUSINESS LIMITED
* | |||||
BMO INVESTMENTS INC.
* |
BMO INVESTORLINE, INC.
* | |||||
BMO LIFE ASSURANCE COMPANY
* |
BMO NESBITT BURNS INC.
* | |||||
BMO NESBITT BURNS SECURITIES LIMITED
* |
BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.
* | |||||
BMO PRIVATE EQUITY (CANADA) INC.
* |
BMO PRIVATE EQUITY (U.S.) INC.
* |
BMO PRIVATE INVESTMENT COUNSEL
* |
BMO TRUST COMPANY
* | |||
CLEARPOOL EXECUTION SERVICES, LLC
* |
LGM INVESTMENTS LIMITED
* | |||
PYRFORD INTERNATIONAL LIMITED
* |
STOKER OSTLER WEALTH ADVISORS, INC.
* | |||
TAPLIN, CANIDA & HABACHT, LLC
* |
THAMES RIVER CAPITAL LLP
* |
* | Pursuant to Power of Attorney filed herewith. |
Exhibit 2
POWER OF ATTORNEY
For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F
Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so, and hereby constitutes and appoints Eric Moss, Senior Vice-President, Deputy General Counsel and Chief Compliance Officer of Bank of Montreal, Lino Cambone, Vice-President, Deputy General Counsel, Wealth Management & Assistant Corporate Secretary of Bank of Montreal, and George Walz, Senior Vice-President, U.S. Chief Compliance Officer, Bank of Montreal, his or her true and lawful attorneys-in-fact and agent with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to:
(1) | complete and execute for and on behalf of the undersigned filings on Schedules 13G and 13D in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the Act) and the rules and regulations promulgated thereunder, or any successor laws and regulations; |
(2) | complete and execute for and on behalf of the undersigned a joint filing agreement to provide for the joint filing on Schedules 13G or 13D in accordance with Section 13(d) of the Act and the rules and regulations promulgated thereunder, or any successor laws and regulations; |
(3) | complete and execute for and on behalf of the undersigned filings on Form 13F as required by Section 13(f) of the Act and the rules and regulations promulgated thereunder, or any successor laws and regulations; |
(4) | do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Schedules 13G and 13D, joint filing agreement and Forms 13F and the timely filing of such forms and agreements with the United States Securities and Exchange Commission and any other authority; and |
(5) | take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to the Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in his or her discretion. |
Each of the undersigned entities grants to said attorneys-in-fact and agent full power and authority to do and perform each and every act necessary to be done in order to effectuate the same as fully, to all intents and purposes, as it might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. The undersigned entities acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigneds responsibilities to comply with Section 13(d) of the Act and the rules and regulations promulgated thereunder.
This Power of Attorney shall remain in effect until the undersigned entity is no longer required to file Schedules 13G, 13D or Form 13F, unless earlier revoked by a duly authorized officer of the undersigned entity in writing and delivered to the foregoing attorneys-in-fact.
This Power of Attorney Signature Page may be executed in any number of counterparts, each of which shall be an original, but all of which together shall constitute one instrument. A facsimile or portable document format (.pdf) copy, or an electronic copy by way of reliable electronic signature technology, of the signature of a party to this Power of Attorney on any such counterpart shall be fully effective as in an original signature.
IN WITNESS WHEREOF, the undersigned duly authorized individuals have caused this Power of Attorney to be executed on this 12th day of February, 2021, on behalf of the respective entities.
[Signatures on following pages.]
BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY | BMO AM MULTI-MANAGER LLP | |||||||
By: | /s/ Jane Anne Negi |
By: | /s/ Hugh Moir | |||||
Name: Jane Anne Negi | Name: Hugh Moir | |||||||
Title: Director | Title: Member | |||||||
By: | /s/ Noel Reynolds |
By: | /s/ David Logan | |||||
Name: Noel Reynolds | Name: David Logan | |||||||
Title: Director | Title: Member | |||||||
BMO ASSET MANAGEMENT CORP. | BMO ASSET MANAGEMENT INC. | |||||||
By: | /s/ Steve Arquilla |
By: | /s/ Ross Kappele | |||||
Name: Steve Arquilla | Name: Ross Kappele | |||||||
Title: Head of US Governance | Title: Head | |||||||
By: | /s/ Pete Andrews |
By: | /s/ Kevin Gopaul | |||||
Name: Pete Andrews | Name: Kevin Gopaul | |||||||
Title: Head of Operations | Title: Head of Exchange Trade Funds | |||||||
BMO ASSET MANAGEMENT LIMITED | BMO ASSET MANAGEMENT NETHERLANDS B.V. | |||||||
By: | /s/ Hugh Moir |
By: | /s/ David Logan | |||||
Name: Hugh Moir | Name: David Logan | |||||||
Title: Director | Title: Director | |||||||
By: | /s/ David Logan |
|||||||
Name: David Logan | ||||||||
Title: Director | ||||||||
BMO CAPITAL MARKETS CORP. | BMO CAPITAL MARKETS LIMITED | |||||||
By: | /s/ Brad Rothbaum |
By: | /s/ William Smith | |||||
Name: Brad Rothbaum | Name: William Smith | |||||||
Title: Chief Operating Officer | Title: Director | |||||||
By: | /s/ Paula Young | |||||||
Name: Paula Young | ||||||||
Title: Company Secretary | ||||||||
BMO DELAWARE TRUST COMPANY | BMO FAMILY OFFICE, LLC | |||||||
By: | /s/ Michael Stritch |
By: | /s/ Robert Gray | |||||
Name: Michael Stritch | Name: Robert Gray | |||||||
Title: National Head of Investments | Title: Chief Operating Officer |
BMO FINANCIAL CORP. | BMO FUND MANAGEMENT LIMITED | |||||||
By: | /s/ Darrel Hackett |
By: | /s/ David Logan | |||||
Name: Darrel Hackett | Name: David Logan | |||||||
Title: Head U.S. Wealth Management | Title: Director | |||||||
By: | /s/ Michelle Magnaye |
By: | /s/ Theo Clarke | |||||
Name: Michelle Magnaye | Name: Theo Clarke | |||||||
Title: Assistant Secretary | Title: Company Secretary | |||||||
BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | BMO HARRIS BANK NATIONAL ASSOCIATION | |||||||
By: | /s/ Clarence Choo-Wei Chan |
By: | /s/ Darrel Hackett | |||||
Name: Clarence Choo-Wei Chan | Name: Darrel Hackett | |||||||
Title: Head of ETF Asia | Title: Head U.S. Wealth Management | |||||||
By: | /s/ Ee Chin Chow |
By: | /s/ Michael Stritch | |||||
Name: Ee Chin Chow | Name: Michael Stritch | |||||||
Title: Senior Counsel | Title: Chief Investment Officer | |||||||
BMO HARRIS FINANCIAL ADVISORS, INC. | BMO INVESTMENT BUSINESS LIMITED | |||||||
By: | /s/ Wallace Harris Jr. |
By: | /s/ David Logan | |||||
Name: Wallace Harris, Jr. | Name: David Logan | |||||||
Title: President | Title: Director | |||||||
By: | /s/ Theo Clarke | |||||||
Name: Theo Clarke | ||||||||
Title: Company Secretary | ||||||||
BMO INVESTMENTS INC. | BMO INVESTORLINE INC. | |||||||
By: | /s/ Ross Kappele |
By: | /s/ Andrew Auerbach | |||||
Name: Ross Kapele | Name: Andrew Auerbach | |||||||
Title: Head | Title: Director | |||||||
By: | /s/ Kevin Gopaul |
By: | /s/ Juron Grant-Kinnear | |||||
Name: Kevin Gopaul | Name: Juron Grant-Kinnear | |||||||
Title: Head of Exchange Traded Funds | Title: Corporate Secretary | |||||||
BMO LIFE ASSURANCE COMPANY | BMO NESBITT BURNS INC. | |||||||
By: | /s/ Peter McCarthy |
By: | /s/ Andrew Auerbach | |||||
Name: Peter McCarthy | Name: Andrew Auerbach | |||||||
Title: Director | Title: Director |
By: | /s/ Thomas Burian |
By: | /s/ Juron Grant-Kinnear | |||||
Name: Thomas Burian | Name: Juron Grant-Kinnear | |||||||
Title: Director | Title: Corporate Secretary | |||||||
BMO NESBITT BURNS SECURITIES LTD. | BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A. | |||||||
By: | /s/ Dave Persaud |
By: | /s/ Joao Santos | |||||
Name: Dave Persaud | Name: Joao Santos | |||||||
Title: President | Title: Director | |||||||
By: | /s/ Rita Simas |
By: | /s/ David Logan | |||||
Name: Rita Simas | Name: David Logan | |||||||
Title: Corporate Secretary | Title: Director | |||||||
BMO PRIVATE EQUITY (CANADA) INC. | BMO PRIVATE EQUITY (U.S.), INC. | |||||||
By: | /s/ Serkan Eskinazi |
By: | /s/ Scott Rubenstein | |||||
Name: Serkan Eskinazi | Name: Scott Rubenstein | |||||||
Title: President | Title: Managing Director | |||||||
By: | /s/ Rita Simas |
|||||||
Name: Rita Simas | ||||||||
Title: Corporate Secretary | ||||||||
BMO PRIVATE INVESTMENT COUNSEL INC. | BMO TRUST COMPANY | |||||||
By: | /s/ Andrew Auerbach |
By: | /s/ Elizabeth Dorsch | |||||
Name: Andrew Auerbach | Name: Elizabeth Dorsch | |||||||
Title: Director | Title: Director | |||||||
By: | /s/ Juron Grant-Kinnear |
By: | /s/ Bruce Ferman | |||||
Name: Juron Grant-Kinnear | Name: Bruce Ferman | |||||||
Title: Corporate Secretary | Title: Director | |||||||
CLEARPOOL EXECUTION SERVICES, LLC | LGM INVESTMENTS LIMITED | |||||||
By: | /s/ Brad Rothbaum |
By: | /s/ Fredrik Axsater | |||||
Name: Brad Rothbaum | Name: Fredrik Axsater | |||||||
Title: Chief Operating Officer | Title: Director | |||||||
By: | /s/ David Logan | |||||||
Name: David Logan | ||||||||
Title: Director |
PYRFORD INTERNATIONAL LIMITED | STOKER OSTLER WEALTH ADVISORS, INC. | |||||||
By: | /s/ Drew Newman |
By: | /s/ Michelle L. Decker | |||||
Name: Drew Newman | Name: Michelle L. Decker | |||||||
Title: Director | Title: Managing Director | |||||||
By: | /s/ Tony Cousins |
|||||||
Name: Tony Cousins | ||||||||
Title: Director | ||||||||
TAPLIN, CANIDA & HABACHT, LLC | THAMES RIVER CAPITAL LLP | |||||||
By: | /s/ Adam Phillips |
By: | /s/ Joanne Elliott | |||||
Name: Adam Phillips | Name: Joanne Elliott | |||||||
Title: President | Title: Member | |||||||
By: | /s/ Hugh Moir | |||||||
Name: Hugh Moir | ||||||||
Title: Member |