-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JlhCBsER1/X8PAwkDDqV1wjaQZCcslod6c1BRMF1DVRaNj9R2SYPkI0eg2vkOshf IK3A8hCqCbUZViOyJK9f8Q== 0000950137-99-000466.txt : 19990325 0000950137-99-000466.hdr.sgml : 19990325 ACCESSION NUMBER: 0000950137-99-000466 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990323 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AASCHE TRANSPORTATION SERVICES INC CENTRAL INDEX KEY: 0000927809 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 363964954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50651 FILM NUMBER: 99570854 BUSINESS ADDRESS: STREET 1: 10214 N MT VERNON RD CITY: SHANNON STATE: IL ZIP: 61078 BUSINESS PHONE: 8158642421 MAIL ADDRESS: STREET 1: 10214 N MT VERNON ROAD CITY: SHANNON STATE: IL ZIP: 61078 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JALOVEC JAMES A CENTRAL INDEX KEY: 0001065584 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 337400550 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7170 SOUTH WOELFEL ROAD CITY: FRANKLIN STATE: WI ZIP: 53132 MAIL ADDRESS: STREET 1: 7170 SOUTH WOELFEL ROAD CITY: FRANKLIN STATE: WI ZIP: 53132 SC 13G/A 1 SCHEDULE 13G (AMENDMENT #1) 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) Aasche Transportation Services, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.0001 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 002538106 - ------------------------------------------------------------------------------- (CUSIP Number) March 12, 1999 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) x Rule 13d-1(c) Rule 13d-1(d) 2 - -------------------- ---------------- ------------------- --------------------- CUSIP No. 012041109 13G Page 2 of 6 Pages - -------------------- ---------------- ------------------- --------------------- - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS James A. Jalovec I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - N/A - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) N/A - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION - United States - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER - 741,250 Shares NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER - N/A BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER - 741,250 Shares REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITIVE POWER - N/A - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 741,250 Shares - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* - IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 ITEM 1(A). NAME OF ISSUER: AASCHE TRANSPORTATION SERVICES, INC. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 10214 N. MT. VERNON ROAD, SHANNON, ILLINOIS 61078 ITEM 2(A). NAME OF PERSON FILING: JAMES A. JALOVEC ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 7170 SOUTH WOELFEL ROAD, FRANKLIN, WISCONSIN 53132 ITEM 2(C). CITIZENSHIP: UNITED STATES ITEM 2(D). TITLE OF CLASS OF SECURITIES: COMMON STOCK, $.0001 PAR VALUE PER SHARE ITEM 2(E). CUSIP NUMBER: 002538106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) Broker or dealer registered under Section 15 of the Exchange Act; (b) Bank as defined in Section 3(a) (6) of the Exchange Act; (c) Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) Investment company registered under Section 8 of the Investment Company Act; (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); 4 (f) An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with Rule 13d- 1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 741,250 (b) Percent of class: 14.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote - 741,250 (ii) Shared power to vote or to direct the vote - N/A (iii) Sole power to dispose or to direct the disposition of - 741,250 (iv) Shared power to dispose or to direct the disposition of - N/A Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). 5 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be beneficial owner of more than five percent of the class of securities, check the following [ ]. Instruction. Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. No other person is known by the Reporting Person to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities, reported on this Schedule. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATIONS. The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c): "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect." 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 12, 1998 /s/ James A. Jalovec --------------------- James A. Jalovec -----END PRIVACY-ENHANCED MESSAGE-----