-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJVetkGrA+qGyyPbiPCVUCAn/SWh0CEiKpgL4mQH6Q2jDNySFwAMz3BnUBPy47H3 GiPe/ST8xBT9KwAGAHYIzw== 0000950137-00-000529.txt : 20000215 0000950137-00-000529.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950137-00-000529 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASCHE TRANSPORTATION SERVICES INC CENTRAL INDEX KEY: 0000927809 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 363964954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50651 FILM NUMBER: 542534 BUSINESS ADDRESS: STREET 1: 10214 N MT VERNON RD CITY: SHANNON STATE: IL ZIP: 61078 BUSINESS PHONE: 8158642421 MAIL ADDRESS: STREET 1: 10214 N MT VERNON ROAD CITY: SHANNON STATE: IL ZIP: 61078 FORMER COMPANY: FORMER CONFORMED NAME: AASCHE TRANSPORTATION SERVICES INC DATE OF NAME CHANGE: 19940802 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASCHE DIANE L CENTRAL INDEX KEY: 0000937989 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10214 N MT VERNON RD CITY: SHANNON STATE: IL ZIP: 61078 MAIL ADDRESS: STREET 1: 10214 N MT VERNON ROAD CITY: SHANNON STATE: IL ZIP: 61078 SC 13G/A 1 AMENDMENT #6 TO SCHEDULE 13G 1 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Asche Transportation Services, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.0001 - -------------------------------------------------------------------------------- (Title of Class of Securities) 04362T100 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 04362T100 13G PAGE 2 OF 6 PAGES - -------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) Diane L. Asche ###-##-#### - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 569,842 ----------------------------------------------------- Beneficially 6 Shared Voting Power 569,842 Owned by ----------------------------------------------------- 7 Sole Dispositive Power Each 569,842 ----------------------------------------------------- Reporting 8 Shared Dispositive Power 569,842 Person With - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,188,853 - -------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 13.24% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 3 ITEM 1. (a) Asche Transportation Services, Inc. (b) 10214 N. Mt. Vernon Rd. Shannon, IL 61078 ITEM 2. (a) Diane L. Asche (b) 10214 N. Mt. Vernon Rd. Shannon, IL 61078 (c) USA (d) Common Stock, $.0001 (e) 04362T100 ITEM3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employment Retirement Income Security Act of 1974 or Endowment fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) 1,188,853 (b) 13.24% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 569,842 (ii) shared power to vote or to direct the vote 569,842 (iii) sole power to dispose or to direct the disposition of 569,842 (iv) shared power to dispose or to direct the disposition of 569,842 Page 3 of 6 pages 4 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Mrs. Diane L. Asche, the Vice President and Secretary and a Director of the Company, holds directly 416,342 shares of the Company's Common Stock, $.0001 par value per share. In addition, Mrs. Asche's husband, Larry L. Asche, the Chairman of the Board and Chief Executive Officer and a Director of the Company, also owns directly 418,011 shares of such stock. Also, pursuant to the Employment and Stock Option Agreements by and between Mr. Asche and Mrs. Asche and the Company, Mr. and Mrs. Asche are each entitled to exercise options for the purchase of 26,000 shares of the Company's Common Stock, $.0001 par value per share, as of January 1, 1999. Also, pursuant to two Warrants dated January 16, 1998 and January 26, 1998, respectively, Mrs. Asche is entitled to exercise warrants to purchase a total of 102,500 shares of the Company's Common Stock, $.0001 par value per share. Pursuant to a Warrant dated January 16, 1998, Mr. Asche is entitled to exercise warrants to purchase 100,000 shares of the Company's Common Stock, $.0001 par value per share. Pursuant to an Option Agreement dated as of September 20, 1999, Mrs. Asche is entitled to purchase 25,000 shares of the Company's Common Stock, $.0001 par value per share. Pursuant to Options Agreements dated as of December 22, 1998, June 7, 1999, and September 20, 1999, Mr. Asche is entitled to purchase 75,000 shares of the Company's Common Stock, $0.0001 par value per share. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. Page 4 of 6 pages 5 ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 5 of 6 pages 6 SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/11/00 ------------------------------------- Date /s/ Diane L. Asche ------------------------------------- Signature Diane L. Asche ------------------------------------- Name/Title Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----