-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwyURZVqVhbpTWag/c0Cr96XHm3kabKfQ96BJFKbfFBC3dJH82f8W57Ktl3/394F vS6DvEWmvtmXQ90LYYl4Bw== 0000950124-99-001180.txt : 19990217 0000950124-99-001180.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950124-99-001180 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AASCHE TRANSPORTATION SERVICES INC CENTRAL INDEX KEY: 0000927809 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 363964954 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50651 FILM NUMBER: 99540781 BUSINESS ADDRESS: STREET 1: 10214 N MT VERNON RD CITY: SHANNON STATE: IL ZIP: 61078 BUSINESS PHONE: 8158642421 MAIL ADDRESS: STREET 1: 10214 N MT VERNON ROAD CITY: SHANNON STATE: IL ZIP: 61078 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASCHE DIANE L CENTRAL INDEX KEY: 0000937989 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10214 N MT VERNON RD CITY: SHANNON STATE: IL ZIP: 61078 MAIL ADDRESS: STREET 1: 10214 N MT VERNON ROAD CITY: SHANNON STATE: IL ZIP: 61078 SC 13G/A 1 AMENDMENT TO SCHEDULE 13-G 1 ------------------------------- OMB APPROVAL =============================== OMB Number: 3235-0145 Expires: October 31, 1994 UNITED STATES Estimated average burden hours per form ...... 14.90 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5 ) * --- Aasche Transportation Services, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.0001 - -------------------------------------------------------------------------------- (Title of Class of Securities) 002538106 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G - ----------------------------- ---------------------------- CUSIP NO. 002538106 PAGE 2 OF 6 PAGES - ----------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON Diane L. Asche ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 539,842 OWNED BY ----------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON 539,842 WITH ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 539,842 ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 539,842 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,108,853 - -------------------------------------------------------------------------------- 10 CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.93% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 ITEM 1. (a) Aasche Transportation Services, Inc. (b) 10214 N. Mt. Vernon Rd. Shannon, IL 61078 ITEM 2. (a) Diane L. Asche (b) 10214 N. Mt. Vernon Rd. Shannon, IL 61078 (c) USA (d) Common Stock, $.0001 (e) 002538106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employment Retirement Income Security Act of 1974 or Endowment fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) 1,108,853 (b) 22.93% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 539,842 (ii) shared power to vote or to direct the vote 539,842 (iii) sole power to dispose or to direct the disposition of 539,842 (iv) shared power to dispose or to direct the disposition of 539,842 Page 3 of 6 pages 4 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Mrs. Diane L. Asche, the Vice President and Secretary and a Director of the Company, holds directly 411,342 shares of the Company's Common Stock, $.0001 par value. In addition, Mrs. Asche's husband, Larry L. Asche, the Chairman of the Board and Chief Executive Officer and a Director of the Company, also owns directly 418,011 shares of such stock. Also, pursuant to the Employment and Stock Option Agreements by and between Mr. Asche and Mrs. Asche and the Company, Mr. and Mrs. Asche are each entitled to exercise options for the purchase of 26,000 shares of the Company's Common Stock, $.0001 par value, as of January 1, 1999. Also, pursuant to two Warrants dated January 16, 1998 and January 26, 1998, respectively, Mrs. Asche is entitled to exercise a warrant to purchase 102,500 shares of the Company's Common Stock, $.0001 par value. Pursuant to a Warrant dated January 16, 1998, Mr. Asche is entitled to exercise warrants to purchase 100,000 shares of the Company's Common Stock, $.0001 par value. Pursuant to an Option dated as of December 22, 1998, Mr. Asche is entitled to purchase 25,000 shares of the Company's Common Stock, $0.0001 par value. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Page 4 of 6 pages 5 Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 5 of 6 pages 6 SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/15/99 ------------------------------------- Date /s/ Diane L. Asche ------------------------------------- Signature Diane L. Asche ------------------------------------- Name/Title Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----