-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzbNBPG3Hd7mq8dPw5tngngKZ5KE3B01v3SHwACPVRicyoxmxTJ6RhB9PlKl+mCG 9ATNVsDSYMcldkThsMoJLw== 0000950123-00-000262.txt : 20000202 0000950123-00-000262.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950123-00-000262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPANISH BROADCASTING SYSTEM INC CENTRAL INDEX KEY: 0000927720 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 133827791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27823 FILM NUMBER: 506286 BUSINESS ADDRESS: STREET 1: 3191 CORAL WAY CITY: MIAMI STATE: FL ZIP: 33145 BUSINESS PHONE: 3054416901 MAIL ADDRESS: STREET 1: 3191 CORAL WAY CITY: MIAMI STATE: FL ZIP: 33145 COMPANY DATA: COMPANY CONFORMED NAME: ALARCON PABLO RAUL SR CENTRAL INDEX KEY: 0001100003 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3191 CORAL WAY CITY: MIAMI STATE: FL ZIP: 33145 BUSINESS PHONE: 3054439090 4 1 FORM 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------ FORM 4 - ------ [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses) - ---------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Alarcon, Sr. Pablo Raul Spanish Broadcasting System, Inc. (SBSA) _X_ Director ___ 10% Owner - ---------------------------------------------------------------------------------------- ___ Officer (give ___ Other (specify (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for title below) below) Number of Reporting Month/Year Person, if an entity 3191 Coral Way (Voluntary) December 1999 - ------------------------------------------ ------------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check Applicable Line) (Month/Year) _X_ Form filed by One Reporting Person ___ Form filed by More than One Miami, FL 33145 Reporting Person - ---------------------------------------------------------------------------------------------------------------------------------- (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of Indirect (Instr. 3) action action or Disposed of (D) Securities ship Beneficial Ownership Date Code (Instr. 3, 4 and 5) Beneficially Form: (Instr. 4) (Instr. 8) Owned at Direct (Month/ ------------- --------------------------- End of (D) or Day/ Code V Amount (A) or Price Month Indirect Year) (D) (Instr. 3 (I) and 4) (Instr. 4) - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) 1 of 2
2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
- ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and Amount of (Instr. 3) sion or action action Derivative Exercisable Underlying Securities Exercise Date Code Securities and Expiration (Instr. 3 and 4) Price of (Month/ (Instr. Acquired (A) or Date Deriv- Day/ 8) Disposed of (D) (Month/Day/ ative Year) (Instr. 3, 4, Year) Security and 5) ------------------------------------------ Expi- Amount or ----------------------------- Date Exer- ration Title Number of Code V (A) (D) cisable Date Shares - ---------------------------------------------------------------------------------------------------------------------------------- Class B Common Stock 1-1 12/27/99 J 1,070,000 (1) Immediately none Class A 1,070,000 Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- Class B Common Stock 1-1 12/27/99 J 1,070,000 Immediately none Class A 1,070,000 (1) Common Stock - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
- -------------------------------------------------------------- 8. Price of 9. Number of 10. Ownership 11. Nature of Deriv- Deriv- Form of Indirect ative ative Derivative Beneficial Security Securities Security: Ownership (Instr. 5) Beneficially Direct (D) (Instr. 4) Owned at or Indirect End of Month (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------- D - -------------------------------------------------------------- 1,070,000(1) I Trust - -------------------------------------------------------------- - -------------------------------------------------------------- - -------------------------------------------------------------- - -------------------------------------------------------------- - -------------------------------------------------------------- - --------------------------------------------------------------
Explanation of Responses: (1) Represents 1,070,000 shares of Class B Common Stock transferred to a Flint Trust with Pablo Raul Alarcon, Sr. as sole beneficiary. The Trustee of the Flint Trust retains exclusive investment control over the shares of Class B Common Stock transferred to the Trust. /s/ Pablo Raul Alarcon 01/10/00 -------------------------------- -------- * *Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----