-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jl7rQjECH5gKC1kmW+vnWeKWyHAfspMfIDDwtAogmX7sSuNZiIdXeWOP89lNQerV UemkTVMBReC9xVMSP6Qhjg== 0001047469-98-029907.txt : 19980810 0001047469-98-029907.hdr.sgml : 19980810 ACCESSION NUMBER: 0001047469-98-029907 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980801 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980807 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENCY BANCORP CENTRAL INDEX KEY: 0000927718 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 770378956 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-23815 FILM NUMBER: 98679732 BUSINESS ADDRESS: STREET 1: 7060 N FRESNO CITY: FRESNO STATE: CA ZIP: 93720 BUSINESS PHONE: 2094382600 MAIL ADDRESS: STREET 1: PO BOX 16279 CITY: FRESNO STATE: CA ZIP: 93755-6279 8-K 1 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 1998 REGENCY BANCORP (Exact name of registrant as specified in its charter) California 000-23815 77-0378956 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 7060 N. Fresno, Fresno, California 93720 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (209) 438-2600 Not Applicable (Former name or former address, if changed since last report). Exhibit Index at Page 4 Page 1 of 5 pages Item 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT. The registrant's Board of Director's has approved the dismissal of Deloitte & Touche LLP as the registrant's independent accountant effective August 1, 1998. There were no disagreements with Deloitte & Touche LLP on any matter of accounting principals or practices, financial statement disclosure, or auditing scope or procedure. During the past two years the accountant's report contained no adverse opinion or disclaimer of opinion nor was it qualified as to uncertainty, audit scope or accounting principles. The decision to dismiss Deloitte & Touche LLP was a recommendation made by the registrant's Board Audit Committee to the registrant's Board of Directors. The registrant has engaged KPMG Peat Marwick LLP as principal accountant to audit the registrant's financial statements effective August 1, 1998. The registrant has requested Deloitte & Touche LLP to furnish the registrant with a letter addressed to the Securities and Exchange Commission stating whether it agrees with the statements made by the registrant in response to this disclosure. A copy of the letter from Deloitte & Touche LLP is attached as Exhibit 99.1. Item 5. OTHER EVENTS. None Item 7. FINANCIAL STATEMENTS AND EXHIBITS. (a) FINANCIAL STATEMENTS. Not Applicable. (b) PRO FORMA FINANCIAL INFORMATION. Not Applicable. (c) EXHIBITS. (99.1) Deloitte & Touche LLP Letter 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REGENCY BANCORP Date: August 5, 1998 /s/ STEVEN R. CANFIELD ---------------------- Steven R. Canfield Executive Vice President and Chief Financial Officer 3 EXHIBIT INDEX
SEQUENTIALLY ------------ EXHIBIT NUMBER DESCRIPTION PAGE NUMBER -------------- ----------- ----------- 99.1 Deloitte & Touche Letter 5
4 EX-99.1 2 EXHIBIT 99.1 Exhibit 99.1 August 5, 1998 Securities and Exchange Commission Mail Stop 9-5 450 5th Street NW Washington, D.C. 20549 Dear Sirs/Madams: We have read and agree with the comments in Item 4 of Form 8-K of Regency Bancorp dated August 5, 1998, insofar as they relate to us. Yours truly, /s/DELOITTE & TOUCHE LLP Fresno, California -----END PRIVACY-ENHANCED MESSAGE-----