-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G9EgRG0ihJV7332jOosHenxzjhtmNWgntXj/cVAAB+HZVp0yKvExkhwSWUjDUDPW QIHmm/xp3RjytIekXbUccw== 0001257219-04-000005.txt : 20040121 0001257219-04-000005.hdr.sgml : 20040121 20040121152211 ACCESSION NUMBER: 0001257219-04-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040119 FILED AS OF DATE: 20040121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 04535055 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 42004-01-19 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0100Vice PresidentCommon Stock0DOptions10.752005-01-12Common Stock2100021000DOptions8.752005-12-21Common Stock1200012000DOptions5.272007-03-07Common Stock50005000DOptions8.682004-01-194A013500A2009-01-19Common Stock1350013500DAll of the options are currently exercisable2/3rd's of the options are currently exercisable, and the remaining 1/3rd are exercisable 12/21/20041/3rd of the options are exercisable on 3/7/2004, 1/3rd are exercisable on 3/7/2005 and the remaining 1/3rd are exercisable 3/7/20061/3rd of the options are exercisable on 1/19/2006, 1/3rd are exercisable 1/19/2007, and the remaining 1/3rd are exercisable 1/19/2008.* All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan.John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward2004-01-21 -----END PRIVACY-ENHANCED MESSAGE-----