-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ul0Zd0+0NN0gJyQFLQE1oPYwBGUukuHXmHwiwNXuXyfDxC4XPaCoVO/8rCBg0kBR 8BCsvg/04vgFJVlIIWh1qg== 0001257219-03-000011.txt : 20031114 0001257219-03-000011.hdr.sgml : 20031114 20031114153856 ACCESSION NUMBER: 0001257219-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031113 FILED AS OF DATE: 20031114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 031004239 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-13 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0100Vice PresidentCommon Stock2003-11-134M050004.25A5000DCommon Stock2003-11-134S01008.40D4900DCommon Stock2003-11-134S049008.21D0DOption4.252003-11-134M05000D2004-01-06Common Stock50000DOption10.752005-01-12Common Stock2100021000DOption8.752005-12-21Common Stock1200012000DOption5.272007-03-07Common Stock50005000 DAll of the options are currently exercisable2/3rd's of the options are currently exercisable, and the remaining 1/3rd are exercisable 1/12/20041/3rd of the options are exercisable on 12/21/2002, 1/3rd are exercisable on 12/21/2003 and the remaining 1/3rd are exercisable 12/21/20041/3rd of the options are exercisable on 3/7/2004, 1/3rd are exercisable 3/7/2005, and the remaining 1/3rd are exercisable 3/7/2006.Granted Under the Spectrum Contrl, Inc. Employee Stock Option Plan which is a Rule 16(b)(3) Plan.John P. Leemhuis, Jr. Attorney in fact for Brian F. War d2003-11-14 -----END PRIVACY-ENHANCED MESSAGE-----