-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GWu3pckuwFiJkwwRDk4rYTtf2POtaqU5dpPNjCAwwmagflpAsYVq/BhENCVFbu75 paAlaFMztpJo23XegAUocA== 0001257219-03-000006.txt : 20031028 0001257219-03-000006.hdr.sgml : 20031028 20031028171354 ACCESSION NUMBER: 0001257219-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031024 FILED AS OF DATE: 20031028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWANITZ LAWRENCE G CENTRAL INDEX KEY: 0001257221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 03961596 BUSINESS ADDRESS: STREET 1: 8031 AVONIA RODS CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8148351650 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-24 0000092769 SPECTRUM CONTROL INC SPEC 0001257221 HOWANITZ LAWRENCE G 8031 AVONIA ROAD FAIRVIEW PA 16415 0100Vice-PresidentCommon Stock400ISpouse & ChildCommon Stock2003-10-244M0210004.25A21000DCommon Stock2003-10-244S070007.19D14000DCommon Stock2003-10-244S020007.30D12000DCommon Stock2003-10-244S050007.34D7000DCommon Stock2003-10-244S050007.38D2000DCommon Stock2003-10-244S020007.41D0DOptions4.252003-10-244M0210000D2004-01-06CS*210000D Options10.752005-01-12CS*2100021000DOptions8.752005-12-21CS*1200012000DOptions5.272007-03-07CS*2500025000DOptions5.052008-01-31CS*1800018000DAll of the options are currently exer cisable2/3rds of the options are currently exercisable, and the remaining 1/3rd are exercisable 1/12/041/3rd of the options are currently exercisable, 1/3rd are exercisable 12/31/031/3rd of the options are exercisable on 3/7/04, 1/3rd are exercisable 3/7/051/3rd of the options are exercisable on 1/31/05, 1/3rd are exercisable on 1/31/06, and the final 1/3rd are exercisable on 1/31/07.*** CS means Common Stock ** Granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16B-3 Plan.John P. Leemhuis, Jr.2003-10-27 -----END PRIVACY-ENHANCED MESSAGE-----