0001250617-11-000038.txt : 20110606 0001250617-11-000038.hdr.sgml : 20110606 20110606161343 ACCESSION NUMBER: 0001250617-11-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110606 DATE AS OF CHANGE: 20110606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWANITZ LAWRENCE G CENTRAL INDEX KEY: 0001257221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 11895445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-01 1 0000092769 SPECTRUM CONTROL INC SPEC 0001257221 HOWANITZ LAWRENCE G 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice-President Common Stock 2011-06-01 4 D 0 400 20.00 D 0 I Spouse & Child Options 9.30 2011-06-01 4 D 0 7500 D 2012-12-03 Common Stock 7500 0 D Options 5.75 2011-06-01 4 D 0 21000 D 2014-01-07 Common Stock 21000 0 D Options 12.72 2011-06-01 4 D 0 10200 D 2015-06-01 Common Stock 10200 0 D These options, which include options that are currently exercisable and options not yet exerciseable, were cancelled in the merger between the issuer and API Technologies, Corp. in exchange for a cash payment equal to the difference between the per share exercise price of the option and $20.00 per share. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr., by power of attorney 2011-06-06