0001250617-11-000036.txt : 20110606
0001250617-11-000036.hdr.sgml : 20110606
20110606155724
ACCESSION NUMBER: 0001250617-11-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110606
DATE AS OF CHANGE: 20110606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOOHEY JAMES F
CENTRAL INDEX KEY: 0001250617
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08796
FILM NUMBER: 11895317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM CONTROL INC
CENTRAL INDEX KEY: 0000092769
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 251196447
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 8031 AVONIA ROAD
CITY: FAIRVIEW
STATE: PA
ZIP: 16415
BUSINESS PHONE: 8144744310
MAIL ADDRESS:
STREET 1: 8031 AVONIA ROAD
CITY: FAIRVIEW
STATE: PA
ZIP: 16415
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
1
0000092769
SPECTRUM CONTROL INC
SPEC
0001250617
TOOHEY JAMES F
2222 WEST GRANDVIEW BLVD
ERIE
PA
16506
1
1
0
0
Secretary
Common Stock
2011-06-01
4
D
0
169885
20.00
D
0
I
Profit Sharing
Common Stock
2011-06-01
4
D
0
33930
20.00
D
0
D
Options
8.38
2011-06-01
4
D
0
12000
D
2013-04-10
Common Stock
12000
0
D
Options
6.43
2011-06-01
4
D
0
12000
D
2014-04-09
Common Stock
12000
0
D
Options
13.91
2011-06-01
4
D
0
6000
D
2015-04-15
Common Stock
6000
0
D
Options
19.71
2011-06-01
4
D
0
6000
D
2016-04-07
Common Stock
6000
0
D
These options, which include options that are currently exercisable and options not yet exerciseable, were cancelled in the merger between the issuer and API Technologies, Corp. in exchange for a cash payment equal to the difference between the per share exercise price of the option and $20.00 per share.
All options have been granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.
John P. Leemhuis, Jr. Attorney in fact for James F. Toohey.
2011-06-06