0001250617-11-000034.txt : 20110606
0001250617-11-000034.hdr.sgml : 20110606
20110606154510
ACCESSION NUMBER: 0001250617-11-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110601
FILED AS OF DATE: 20110606
DATE AS OF CHANGE: 20110606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOUTHWORTH RICHARD A
CENTRAL INDEX KEY: 0001257223
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08796
FILM NUMBER: 11895215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM CONTROL INC
CENTRAL INDEX KEY: 0000092769
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 251196447
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 8031 AVONIA ROAD
CITY: FAIRVIEW
STATE: PA
ZIP: 16415
BUSINESS PHONE: 8144744310
MAIL ADDRESS:
STREET 1: 8031 AVONIA ROAD
CITY: FAIRVIEW
STATE: PA
ZIP: 16415
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-06-01
1
0000092769
SPECTRUM CONTROL INC
SPEC
0001257223
SOUTHWORTH RICHARD A
8031 AVONIA ROAD
FAIRVIEW
PA
16415
1
1
0
0
President
Common Stock
2011-06-01
4
D
0
1425
20.00
D
0
D
Common Stock
2011-06-01
4
D
0
153212
20.00
D
0
D
Options
9.30
2011-06-01
4
D
0
20000
D
2012-12-03
Common Stock
20000
0
D
Options
5.75
2011-06-01
4
D
0
40000
D
2014-01-07
Common Stock
40000
0
D
Incentive Stock Options
12.72
2011-06-01
4
D
0
23000
D
2015-06-01
Common Stock
23000
0
D
Non-Qualified Stock Options
12.72
2011-06-01
4
D
0
17000
D
2015-06-01
Common Stock
17000
0
D
These options, which include options that are currently exercisable and options not yet exerciseable, were cancelled in the merger between the issuer and API Technologies, Corp. in exchange for a cash payment equal to the difference between the per share exercise price of the option and $20.00 per share.
These shares are held jointly with the reporting persons spouse.
All options are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.
John P. Leemhuis, Jr. Attorney in fact for Richard A. Southworth
2011-06-06