0001250617-11-000020.txt : 20110412 0001250617-11-000020.hdr.sgml : 20110412 20110412173059 ACCESSION NUMBER: 0001250617-11-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahan Charles S Jr CENTRAL INDEX KEY: 0001374099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 11755710 MAIL ADDRESS: STREET 1: C/O HORNE ENGINEERING SERVICES LLC STREET 2: 3130 FAIRVIEW PARK DRIVE SUITE 400 CITY: FALLS CHURCH STATE: VA ZIP: 22042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-07 0000092769 SPECTRUM CONTROL INC SPEC 0001374099 Mahan Charles S Jr 13 GRANDVIEW DRIVE PALM COAST FL 32137-1488 1 0 0 0 Options 6.43 2014-04-09 Common Stock 12000 12000 D Options 13.91 2015-04-15 Common Stock 6000 6000 D Options 19.71 2011-04-07 4 A 0 6000 A 2016-04-07 Common Stock 6000 6000 D 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the final 1/3rd are exercisable 4/9/2013. 1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the final 1/3rd are exercisable 4/15/2014. 1/3rd of the options are exercisable 4/7/2013, 1/3rd are exercisable 4/7/2014 and the final 1/3rd are exercisable 4/7/2015. All of the options have been granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. attorney in fact for Charles S. Mahan, Jr. 2011-04-12