0001250617-11-000016.txt : 20110412 0001250617-11-000016.hdr.sgml : 20110412 20110412165940 ACCESSION NUMBER: 0001250617-11-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENWALD JOHN THOMAS CENTRAL INDEX KEY: 0001020432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 11755432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-07 0000092769 SPECTRUM CONTROL INC SPEC 0001020432 GRUENWALD JOHN THOMAS 8031 AVONIA ROAD FAIRVIEW PA 16415 1 0 0 0 Common Stock 59206 D Options 8.38 2013-04-10 Common Stock 12000 12000 D Options 6.43 2014-04-09 Common Stock 12000 12000 D Options 13.91 2015-04-15 Common Stock 6000 6000 D Options 19.71 2011-04-07 4 A 0 6000 A 2016-04-07 Common Stock 6000 6000 D 2/3rds of the options are currently exercisable and the final 1/3rd are exercisable 04/10/12. 1/3rd of the options are exercisable 04/9/11, 1/3rd are exercisable 04/9/12 and the final 1/3rd are exercisable 04/9/13. 1/3rd of the options are exercisable 04/15/12, 1/3rd are exercisable 04/15/13 and the final 1/3rd are exercisable 04/15/14. 1/3rd of the options are exercisable 04/7/13, 1/3rd are exercisable 04/7/14 and the final 1/3rd are exercisable 04/7/15. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for J. Thomas Gruenwald 2011-04-12