-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGU+qnXhPE9cdl8GKyQVcd3JOEIjC7OjcFPS9DmVA8isMyQtIapH4Vzpo6UEEwHi vf/DH/2YlPyPv37a236lgA== 0001250617-11-000006.txt : 20110208 0001250617-11-000006.hdr.sgml : 20110208 20110208140422 ACCESSION NUMBER: 0001250617-11-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenna Robert J CENTRAL INDEX KEY: 0001318797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 11581795 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-07 0000092769 SPECTRUM CONTROL INC SPEC 0001318797 McKenna Robert J 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Senior Vice-President Common Stock 2011-02-07 4 P 0 100 14.0499 A 69329 D Common Stock 2011-02-07 4 P 0 50 14.0699 A 69379 D Common Stock 5356 I Held jointly with spouse Incentive Stock Options 9.30 2012-12-03 Common Stock 7500 7500 D Options 5.75 2014-01-07 Common Stock 21000 21000 D Options 12.72 2015-06-01 Common Stock 10200 10200 D 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 12/3/10 and the final 1/3rd are exercisable on 12/3/11. 1/3rd of the options are exercisable on 1/7/11, 1/3rd are exercisable on 1/7/12 and the final 1/3rd are exercisable on 1/7/13. 1/3rd of the options are exercisable on 6/1/2012, 1/3rd are exercisable on 6/1/2013 and the final 1/3rd are exercisable on 6/1/2014. All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr. Attorney in fact for Robert J. McKenna. 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----