-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nt1KGzu1f40IKjZPwZoGftqywn/2XCXC6guUxmt9nyb+XOGBzGAgJUePUAv4tBdQ PBjndbzw34ym5gM86pIKtw== 0001250617-10-000069.txt : 20101006 0001250617-10-000069.hdr.sgml : 20101006 20101006121925 ACCESSION NUMBER: 0001250617-10-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101006 FILED AS OF DATE: 20101006 DATE AS OF CHANGE: 20101006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN JOHN P CENTRAL INDEX KEY: 0001257226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 101111238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-10-06 0000092769 SPECTRUM CONTROL INC SPEC 0001257226 FREEMAN JOHN P 8031 AVONIA ROAD FAIRVIEW PA 16415 1 1 0 0 Vice President & CFO Common Stock 2010-10-05 4 M 0 10000 6.31 A 73840 D Common Stock 2010-10-05 4 M 0 4166 9.30 A 78006 D Common Stock 2010-10-05 4 F 0 6790 15.00 D 71216 D Options 6.31 2010-10-05 4 M 0 10000 D 2010-11-01 Common Stock 10000 0 D Incentive Stock Options 9.30 2010-10-05 4 M 0 4166 D 2012-12-03 Common Stock 12500 8334 D Options 5.75 2014-01-07 Common Stock 21000 21000 D Options 12.72 2015-06-01 Common Stock 10200 10200 D All of the options are exercisable. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011. 1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013. 1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014. Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. All options are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan. John P. Leemhuis, Jr. Attorney in fact for John P. Freeman. 2010-10-06 -----END PRIVACY-ENHANCED MESSAGE-----