-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJ5vwHxmB8atD7ksz59E2dgXbTHvgIlG5eW762wxBb397WaYOAu4qjQKK8djc/oG jTOP288bu8qpM/YYydhDmg== 0001250617-09-000042.txt : 20090717 0001250617-09-000042.hdr.sgml : 20090717 20090717101516 ACCESSION NUMBER: 0001250617-09-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090716 FILED AS OF DATE: 20090717 DATE AS OF CHANGE: 20090717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOOHEY JAMES F CENTRAL INDEX KEY: 0001250617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 09949579 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-16 0000092769 SPECTRUM CONTROL INC SPEC 0001250617 TOOHEY JAMES F 2222 WEST GRANDVIEW BLVD ERIE PA 16506 1 1 0 0 Secretary Common Stock 169885 I Profit Sharing Common Stock 2009-07-16 4 S 0 1000 10.075 D 29675 D Non-qual. Stock Options 7.44 2010-04-07 Common Stock 12000 12000 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 24000 24000 D Options 8.38 2013-04-10 Common Stock 12000 12000 D Options 6.43 2014-04-09 Common Stock 12000 12000 D All of the options are currently exercisable. 2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable on 11/1/09. 1/3rd of the options are exercisable 4/10/2010, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012. 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013. All options have been granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for James F. Toohey. 2009-07-17 -----END PRIVACY-ENHANCED MESSAGE-----