-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SY3FhYNjc5qgwD4s12oFlMajZ9T1zWU6STnZQg75vYbPfnQBlqoeza1nIpvEhqnN 3SbWETSO79Nhgi3tT8eReg== 0001250617-09-000038.txt : 20090706 0001250617-09-000038.hdr.sgml : 20090703 20090706155958 ACCESSION NUMBER: 0001250617-09-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090706 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD BRIAN F CENTRAL INDEX KEY: 0001257219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08796 FILM NUMBER: 09930802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM CONTROL INC CENTRAL INDEX KEY: 0000092769 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 251196447 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 BUSINESS PHONE: 8144744310 MAIL ADDRESS: STREET 1: 8031 AVONIA ROAD CITY: FAIRVIEW STATE: PA ZIP: 16415 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-06 0000092769 SPECTRUM CONTROL INC SPEC 0001257219 WARD BRIAN F 8031 AVONIA ROAD FAIRVIEW PA 16415 0 1 0 0 Vice President Common Stock 2009-07-06 4 S 0 25864 9.40 D 0 D Non-qualified Stock Options 6.31 2010-11-01 Common Stock 10000 10000 D Incentive Stock Options 15.00 2012-12-03 Common Stock 15000 15000 D Options 5.75 2014-01-07 Common Stock 21000 21000 D The remaining options are exercisable 11/1/2009. 1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011. 1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013. All options are granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan. John P. Leemhuis, Jr. Attorney in fact for Brian F. Ward 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----